Financial Services

We are experts in the space of financial services and funds management, having regularly acted for fund managers (of both registered and unregistered funds) and corporate trustees in relation to the full breadth of licensing, fund establishment and product development services. We are well versed in the intricacies of legal and regulatory issues and use our deep knowledge to cut through the complexity and offer timely and practical solutions which can be easily digested.

Our team advises on:   

  • Australian Financial Services (AFS) licensing;
  • Australian Credit Licensing;
  • Fund establishment and compliance – wholesale and retail funds;
  • Managed Investment Schemes;
  • Disclosure documents;
  • Risk management and prudential regulations; and
  • Equity and debt-based crowdfunding.