CORPORATE & COMMERCIAL | FINANCIAL SERVICES | DISPUTE RESOLUTION

Financial Services

Financial Services

We are experts in the space of financial services, consumer credit and cryptocurrencies. We regularly act for fund managers (of both registered and unregistered funds) and corporate trustees in relation to the full breadth of licensing, fund establishment and product development services. We also represent a number of lenders on all aspects of the provision of consumer credit, including credit licensing, code-compliant contracts and responsible lending obligations, as well as a number of Australia’s pre-eminent cryptocurrency exchanges and funds. We are well versed in the regulatory landscape and use our deep knowledge to cut through the complexity and offer timely and practical solutions which can be easily digested. Our team advises on:

  • Applications for AFS licenses and variation of license conditions
  • Fund establishment and compliance (wholesale and retail)
  • Preparation of product disclosure statements and advice on product offerings
  • Custody, investment and asset management arrangements
  • Australian credit licensing
  • Compliance advice on consumer credit, code-compliant contracts, policies and procedures
  • Responsible lending obligations
  • Risk management and prudential regulations
  • Blockchain and cryptocurrency related transactions
  • Establishment of cryptocurrency exchanges and funds

Our Experience

Paragon Funds Limited

On its ongoing fundraising, compliance and AFSL obligations.

Drummond Capital Partners Pty Ltd

On the establishment of the Drummond Dynamic Plus Fund and its ongoing fundraising, compliance and AFSL obligations, as well its platform agreements with respect to model portfolios/MDA services.

LSN Capital Partners Pty Ltd

On the establishment of the LSN Emerging Companies Fund and its AFSL obligations.

Sintra Capital Pty Ltd

On the establishment of the Sintra Global Fund.

Other Legal Services

Corporate Advisory / M&A

Corporate Advisory / M&A

We provide a broad range of services across the full spectrum of corporate and commercial law, having regularly...

Learn More
Capital Markets

Capital Markets

We act for issuers and investors across a range of Australian capital markets transactions. We take a practical...

Learn More
Debt Financing

Debt Financing

We have extensive experience in acting for borrowers across a range of financing transactions. We provide strategic advice...

Learn More
Dispute Resolution

Dispute Resolution

We advise our clients in relation to a number of high-stakes disputes ranging from litigation to negotiated outcomes....

Learn More
Startup and Venture Capital

Startup and Venture Capital

Our team regularly advises startups, founders and investors (including family offices and high-net worth individuals) across various industries....

Learn More